ISO 37001 Lead Auditor
PECB Certified ISO 37001 Lead Auditor course enables you to develop the necessary expertise to audit an Anti-bribery management system based on ISO 37001
Overview
COURSE DESCRIPTION
This five-day intensive course enables participants to develop the necessary expertise to audit an Anti-bribery management system based on ISO 37001:2016 and ensures that the organization is competent in maintaining its management system. The Lead Auditor training will equip each participant with the skills and ability to perform audits by applying widely recognized audit principles, procedures and techniques. During the training, the participant will acquire the necessary knowledge and skills to proficiently plan and perform internal and external audits in compliance with ISO 19011; the certification process according to ISO 17021. Based on practical exercises, the participant will develop the skills (mastering audit techniques) and competencies (managing audit teams and audit program, communicating with customers, conflict resolution, etc.) necessary to efficiently conduct an audit.
CERTIFICATION
Upon completion of the course, should you pass the exam successfully, you will receive an internationally recognized certificate.
LEARNING OBJECTIVES
- To acquire the expertise to perform an ISO 37001 internal audit following ISO 19011 guidelines
- To acquire the expertise to perform an ISO 37001 certification audit following ISO 19011 guidelines and ISO 17021 specifications
- To acquire the necessary expertise to manage Anti-bribery Management System audit team
- To understand the relationship between the Anti-bribery Management System and compliance with the requirement of different stakeholders of the organization
- To improve the ability to analyze the internal and external environmental of an organization, and audit decision-making in the context of Anti-bribery Management System
PREREQUISITES
ISO 37001 Foundation Certification or a basic knowledge on ISO 37001 is recommended
EDUCATION APPROACH
- This training is based on both theory and practice.
- Sessions of lectures illustrated with examples based on real cases.
- Practical exercises based on a full case study including role playings and oral presentations.
- Review exercises to assist the exam preparation.
- Practice test similar to the certification exam.
GENERAL INFORMATION
- The certification fee is included in the cost of the exam.
- Participants will be issued with a CPD (Continuing Professional Development) certificate.
- In case of failure to pass the exam, participants are allowed to take the exam free of charge under certain conditions.
COURSE AGENDA
- Training course objectives and structure
- Standards and regulatory frameworks
- Certification process
- Fundamental concepts and principles of anti-bribery
- Anti-bribery management system
- Fundamental audit concepts and principles
- The impact of trends and technology in auditing
- Evidence-based auditing
- Risk-based auditing
- Initiation of the audit process
- Stage 1 audit
- Preparing for stage 2 audit
- Stage 2 audit
- Communication during the audit
- Audit procedures
- Creating audit test plans
- Drafting audit findings and nonconformity reports
- Audit documentation and quality review
- Closing of the audit
- Evaluation of action plans by the auditor
- Beyond the initial audit
- Managing an internal audit program
- Closing of the training course
A two-hour exam
COURSE DATES AVAILABLE FOR REGISTRATION
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Frequently Asked Questions
PECB credentials are internationally recognized and endorsed by many accreditation bodies, so professionals who pursue them will benefit from our recognition in domestic and international markets.
The value of PECB certifications is validated by the accreditation from the International Accreditation Service (IAS-PCB-111), the United Kingdom Accreditation Service (UKAS-No. 21923) and the Korean Accreditation Board (KAB-PC-08) under ISO/IEC 17024 – General requirements for bodies operating certification of persons. The value of PECB certificate programs is validated by the accreditation from the ANSI National Accreditation Board (ANAB-Accreditation ID 1003) under ANSI/ASTM E2659-18, Standard Practice for Certificate Programs.
PECB is an associate member of The Independent Association of Accredited Registrars (IAAR), a full member of the International Personnel Certification Association (IPC), a signatory member of IPC MLA, and a member of Club EBIOS, CPD Certification Service, CLUSIF, Credential Engine, and ITCC. In addition, PECB is an approved Licensed Partner Publisher (LPP) from the Cybersecurity Maturity Model Certification Accreditation Body (CMMC-AB) for the Cybersecurity Maturity Model Certification standard (CMMC), is approved by Club EBIOS to offer the EBIOS Risk Manager Skills certification, and is approved by CNIL (Commission Nationale de l’Informatique et des Libertés) to offer DPO certification.
All certification candidates are responsible for their own study and preparation for the examination. No specific set of courses or curriculum of study is required as part of the certification process. Likewise, the completion of a course or program of study will significantly enhance your chance of passing a PECB certification examination. To learn more about exams, competency domains and knowledge statements please go to: PECB Exam Preparation Guides.
The exam is conducted online using the PECB Exams app
You will have the opportunity to choose a convenient date and time from the list of proposed slots.
Candidates will be required to arrive at least 30 minutes before the start of the certification exam. Candidates arriving late will not be given compensatory time for the late arrival and may be denied to enter the exam. All candidates are required to present a valid identity card such as a national ID card, driver’s license, or passport to the invigilator. The duration of the exam varies according to the type of examination taken (see description of the different exams for more details). Additional time can be provided to candidates taking the exam in a language different than their mother tongue (when requested by the candidates, on the exam day).
For more information about exam details, please visit Examination Rules and Policies
Results will be communicated by email within a period of 6 to 8 weeks from your examination date. The candidate will be provided with only two possible examination results: pass or fail, rather than an exact grade.
In case of a failure, the results will be accompanied with the list of domains where the candidate failed to fully answer the question. This can help the candidate better prepare for a retake the exam.
To qualify for PECB credentials, candidates must not only pass the exam but also meet certain educational and professional prerequisites. Each PECB certification has specific education and a set of experience requirements.
Candidates are required to fill out the online Certification Application Form, and fill out all other online forms (that can be accessed via their PECB online profile), including contact details of references who will be contacted to validate the candidates’ professional experience. Lastly, before the submitting the application, a candidate can choose to pay online or be billed. In case the candidate needs additional information, he/she should contact accounting@pecb.com and/or certification@pecb.com.
The approval of the application occurs as soon as the Certification Department validates that you fulfil all the certification requirements regarding the credential you have applied for. An email will be sent to the email address you provided during your application process to communicate you application status. If approved, you will then be able to download your certificate from your member account.
PECB certifications are valid for three years. To maintain the certification, the applicant shall demonstrate every year that he/she is still performing tasks that are related to the certification. PECB Certified professionals shall annually provide PECB with the number of hours of auditing and/or implementation related tasks they have performed, along with the contact details of individuals who can validate such tasks. Additionally, certified professionals should regularly pay the annual PECB certification maintenance fees.
A notification email is sent to our certified members, who are required to submit their Continuing Professional Development (CPD) along with the Annual Maintenance Fee (AMF) three months before the annual date of their certification. The PECB certified members will then be able to submit their CPDs by visiting their account and providing the required information for the respective certification.
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